Compliance does not have to be painful. At SCS, our no-nonsense approach to compliance services is based on years of experience working with NFA, CFTC, SEC and FINRA registered firms, and growing futures and hedge fund businesses.

We help you make sense of the sweeping regulatory changes facing the alternative investment industry, creating simple, cost-effective solutions for all of your compliance needs.

 
 

Compliance Services

Strategic Compliance Solutions offers a wide range of compliance, operations and accounting services for NFA, CFTC, and SEC registered firms, as well as unregistered investment advisors. Please contact us for further information.

» Compliance Services

Recent Publications/Appearances

Download a complete copy of “Issues & Insights for Starting a CTA Business” published by the CME Group and written by Kate Dressel, President of SCS.

» View all publications / appearances